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Chief Marketing Officer, Head of Sales, Innovation, IT and Compliance

Compliance for the Financial Services Industry in 2016 [WEBINAR REPLAY]

Thanks to all that attended our #HScompliance presentation on social media compliance for the financial services industry. Please find the webinar replay below as we share the latest compliance research and best practices collected from our client and member firms, and what financial services firms need to be aware of in 2016.

In this 45-minute webinar, moderated by Victor Gaxiola, Sr. Customer Advocacy Manager at Hearsay Social, you’ll hear from Yasmin Zarabi, Hearsay Social’s VP of Legal and Compliance, and Stephen Selby, CRCP, Assistant VP of Social Media Strategy, Audit & Regulatory Relations at LIMRA as they discuss:

  • The current state of digital technologies in financial services
  • FINRA retrospective rule review
  • The DOL’s pending fiduciary rule and its potential impact to social media
  • Compliance-enabled text messaging programs for advisors

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Listen to the webinar replay, or view the slide presentation, to learn how financial services firms are shifting to an omnichannel customer experience and a culture of compliance. Continue the conversation at #HScompliance

To learn more about Hearsay Social, visit www.hearsaysocial.com

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Nicole Johnson

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