IT AND COMPLIANCE POSTS

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New Twitter profiles are coming: what you need to know

Twitter announced this week that new profiles are rolling out soon. According to Twitter, the new look “will make it even easier to express yourself.” Read more >
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Unveiling a new dashboard and compliance enhancements to help you grow business on social media

Today we're proud to announce the new Hearsay Social dashboard, helping advisors, producers and wholesalers use social networks to prospect for new customers, deepen relationships and grow business. Read more >
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Three social business takeaways from the SIFMA Compliance and Legal Society Annual Seminar

Last week the compliance and legal community gathered in sunny Orlando for the SIFMA Compliance and Legal Society's 46th Annual Seminar. Here we’ve assembled the three main takeaways as they relate to social business and compliance. Read more >
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New SEC guidance on testimonials for financial advisers on third-party social media sites

What the new SEC guidance (IM Guidance No. 2014-4) says about how the testimonial rule should be interpreted by financial advisers on social media. Read more >
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Social media compliance: What investment advisors need to know

As social media grows increasingly popular among RIAs, there are still questions regarding testimonials, endorsements and recommendations on social sites. Here's what investment advisors need to know about new SEC guidance. Read more >
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The Facebook Business Pages redesign and what it means for financial professionals

Facebook recently announced that it is rolling out a new look for Facebook Pages. The new streamlined design will change the way business pages look for both Facebook users and page administrators. Read more >
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What broker dealers should expect from the SEC on compliance

The SEC highlights compliance on the forefront of its four-year strategic plan and announces its new exam initiative. Read more >
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