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IT AND COMPLIANCE POSTS

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Introducing Hearsay Social’s Predictive Social Suite for Advisors

Mobile, social, and web technologies are changing the way we live and work – including how consumers discover and make important buying decisions regarding financial products and services. Over 40% of high-net worth individuals under the age of 40 cite social media as important for accessing information on financial products or services, and this number keeps growing. Read more >
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Social media compliance: 7 social media tips for insurance pros

Many insurance professionals initially perceived social media as a risky new channel due to the complications of regulatory requirements on communications with the public and advertising. That said, the benefits of going social, allowing agents to go where their customers are and reaching the right audience at the right moment, have proven to far outweigh the risks. Read more >
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Improving efficiency and protection with new social media compliance enhancements

We recently announced new enhancements to our compliance capabilities, so in this post we share some of the key focus areas for these enhancements. Read more >
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Teaming up with ZL Technologies to continue offering successful and compliant social media initiatives

Today we're proud to announce that we've partnered with ZL Technologies, a leader in enterprise-class information governance, to enable our joint customers to roll out successful and compliant social media initiatives. Read more >
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Advisor use of social media matures, regulatory requirements are still a challenge: Recap from #SIFMAsocial

Key takeaways from the sold out SIFMA Social Media Seminar in New York City, a one-day event in the heart of Wall Street that brings together experts from a variety of business roles including marketing, business, compliance, and legal, as well as financial advisors, to discuss the expanding use of social media for financial services. Read more >
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Social media compliance updates from the 2014 FINRA Advertising Regulation Conference

Once again, social media compliance took center stage as FINRA dedicated two sessions to highlighting the adoption of social media in the financial services industry and the evolution of social media regulation. Here are some of the key topics and takeaways. Read more >
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FCA proposes new social media rules

In new guidance consultation issued August 6 2014, the Financial Conduct Authority (FCA) aims to clarify the regulator’s approach to social media and provide guidance for how financial firms in the UK should handle financial promotions through social media communications. Read more >
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